Legal and Regulatory

This website, as well as any documents that are redirected to this Legal and Regulatory page of this website, is a publication of Stafford Capital Partners and the contents herein are intended for general information purposes only. Stafford Capital Partners offers services provided by a group of regulated entities:

  • Stafford Capital Partners Limited (formerly Stafford Timberland Limited) is a company registered in England (Company Reg: 4752750) with a registered office address at 11th Floor, 200 Aldersgate Street, London, EC1A 4HD, United Kingdom and a business address at 2nd Floor, 17 Slingsby Place, London WC2E 9AB, United Kingdom. It is authorised and regulated by Financial Conduct Authority (Firm# 225586), and as an investment adviser by the U.S. Securities and Exchange Commission (Firm #168133).

  • Stafford Capital Partners Pty Limited (formerly Stafford Private Equity Pty Limited) is a company registered in Australia (ACN 094 669 940) with a registered and trading address at Level 18, Suite 18.04, 31 Market Street, Sydney, NSW 2000. It is regulated and authorised under its Australian Financial Services Licence to operate a financial services business by the Australian Securities and Investments Commission (AFSL# 221530). This Licence authorises it to provide certain financial services to wholesale clients within the meaning of the Corporations Act 2001 (Cth).

  • Stafford Infrastructure Limited (formerly Quay Partners Infrastructure Limited) is a company registered in England (Company Reg: 8267191) with a registered at 11th Floor, 200 Aldersgate Street, London, EC1A 4HD, United Kingdom and a business address at 2nd Floor, 17 Slingsby Place, London WC2E 9AB, United Kingdom. It is an Appointed Representative (Firm# 623106) of Stafford Capital Partners Limited.

  • Stafford Capital Partners Inc. is a company registered in Delaware (Entity Number: 6116132) with a trading address at 1717 West 6th Street, Suite 234, Austin, Texas, 78703, with an assumed name in Texas of "Stafford CP". It is registered as an investment adviser by the U.S. Securities and Exchange Commission (Firm# 171419).

  • Stafford Capital Partners B.V. is a Dutch limited liability company (besloten vennootschap met beperkte aansprakelijkheid) registered in the trade register of the Dutch chamber of commerce under registration number 76289397, with its registered office address at Coolsingel 104, 3011 AG Rotterdam, the Netherlands. It holds a license from the Dutch authority for the financial markets (Autoriteit financiële markten, AFM) pursuant to article 2:65 of the Dutch act on the financial supervision (Wet op het financieel toezicht), and is included in the public register of the AFM under license number 15004365.

  • Stafford is pleased to publish Form 21-3 and comply with the Japanese Kanto Local Finance Bureau for its General Partner 'Manager Clean Tech Private Equity II B.V.'. For more information, please click here.

Stafford Capital Partners notes that there may be other places where our personnel are accustomed to work, which are properly reported to various regulators as such from time to time, but not necessarily listed in this website. Further, references to international offices of Stafford Capital Partners, other than those listed as registered addresses, are only those principal office spaces that are known to complement our registered addresses. Those reported principal locations are provided to our investment personnel to enable them to collaborate efficiently with outsiders, as convenient professional locations for meetings, to formally execute services, or to consolidate resources. 

Stafford Capital Partners Limited (formerly Stafford Timberland Limited) is required to make certain disclosures connected to its obligations to the Financial Conduct Authority. That disclosure is here: MIFIDPRU 8 Remuneration Disclosure.

By accessing this website the reader agrees to, where applicable, be bound by the following:

The Stafford Capital Partners group's investment advisory services are provided to a limited number and type of investment funds and clients; and Stafford Capital Partners does not make its services available to or solicit the general public. Stafford Capital Partners Pty Limited benefits in Australia from being the holder of the trading name “Stafford Capital Partners” and may not be used without permission. Other product, company names and trademarks are the trade names and trademarks of their respective owners within Stafford Capital Partners.

This information, or information from those other documents redirected to this Legal & Regulatory page of this website, has been prepared as general information on the Stafford Capital Partners group and is made available solely on an 'as is' basis. Stafford Capital Partners reserves the right to change, amend, or cease publication of such information for whatsoever reason, at any time and without notice. Stafford Capital Partners does not make any warranty or representation regarding such information. Stafford Capital Partners grants the reader a non-exclusive, non-transferable, license to access and use its website solely for personal and non-commercial use and the reader agrees that this licence and the rights that it grants may be withdrawn at any time and without notice.

This information contained in this website, or information contained in those other documents redirected to the Legal and Regulatory page of this website, remains the property of those within Stafford Capital Partners at all times and cannot be reproduced, copied, modified, performed, published, distributed or broadcast, in whole or in part, in any form, other than for your own personal, non-commercial use under licence without the prior written permission from those entitled within Stafford Capital Partners. The content on this website or those in other documents redirected to this Legal and Regulatory page of this website, unless otherwise noted, is the property of Stafford Capital Partners and is protected by intellectual property laws including copyright law. Failure to comply with these terms will terminate the licence.

Whilst the information contained herein, or within those other documents redirected to this Legal and Regulatory page of this website, has been obtained from sources that we believe to be reliable, its accuracy and completeness cannot be guaranteed by any of Stafford Capital Partners Limited, Stafford Capital Partners Pty Limited, Stafford Infrastructure Limited, Stafford Capital Partners Inc, or any of their various affiliates and related bodies corporate; who together are independent entities organised, with permission, under the trading name "Stafford Capital Partners". Nothing in this, or redirected, publication is intended to constitute any form of financial or other advice including, but not limited to, legal, tax, securities, or investment advice. Further, nothing in this publication, or within those other documents redirected to this Legal and Regulatory page of this website, shall be taken to construe an opinion regarding the appropriateness of any investment, nor a solicitation of any type. Stafford Capital Partners cannot guarantee the future performance of any class of investment. Accordingly, the general opinions and information contained in these pages, or those other documents redirected to this Legal and Regulatory page of this website, should not be acted upon without obtaining specific legal, tax, investment or other advice from a licensed professional concerning your own situation and any specific investment or other questions you may have.

We are obliged to protect personal data, preserve confidentiality of personal and sensitive data, and prevent the loss of data. Please read our statement on personal and sensitive data by clicking this link (read our personal and sensitive data statement). If you have any questions about our personal and sensitive data policy and framework or if you wish to exercise your rights in respect of your personal data, please email our Data Protection Officer on privacy@staffordcp.com.